SENATE BILL No. 932

 

 

October 21, 2009, Introduced by Senators ANDERSON, WHITMER, CHERRY, BARCIA, CLARKE, OLSHOVE, BASHAM, SWITALSKI, HUNTER, SCOTT and BRATER and referred to the Committee on Banking and Financial Institutions.

 

 

 

     A bill to amend 1987 PA 173, entitled

 

"Mortgage brokers, lenders, and servicers licensing act,"

 

by amending sections 22 and 31 (MCL 445.1672 and 445.1681), section

 

22 as amended by 2002 PA 391.

 

THE PEOPLE OF THE STATE OF MICHIGAN ENACT:

 

     Sec. 22. (1) It is a violation of this act for a licensee or

 

registrant to do any of the following:

 

     (a) Fail to conduct the business in accordance with law, this

 

act, or a rule promulgated or order issued under this act.

 

     (b) Engage in fraud, deceit, or material misrepresentation in

 

connection with any transaction governed by this act.

 

     (c) Intentionally or due to gross or wanton negligence,

 

repeatedly fail to provide borrowers material disclosures of

 

information as required by law.

 


     (d) Suppress or withhold from the commissioner any information

 

that the licensee or registrant possesses and that, if submitted,

 

would have made the licensee or registrant ineligible for licensing

 

or registration under this act or would have warranted the

 

commissioner's denial of a license application or refusal to accept

 

a registration.

 

     (e) Fail to comply with 1966 PA 125, MCL 565.161 to 565.164,

 

regulating the handling of mortgage escrow accounts by mortgagees.

 

     (f) Until proper disbursement is made, fail to place in a

 

trust or escrow account held by a federally insured depository

 

financial institution in a manner approved by the commissioner any

 

money, funds, deposits, checks, drafts, or other negotiable

 

instruments received by the licensee that the borrower is obligated

 

to pay to a third party, including amounts paid to the holder of

 

the mortgage loan, amounts for property taxes and insurance

 

premiums, or amounts paid under an agreement that requires if the

 

mortgage loan is not closed the amounts paid shall be refunded to

 

the prospective borrower or if the mortgage loan is closed the

 

amounts paid shall be applied to fees and costs incurred at the

 

time the mortgage loan is closed. Fees and costs include, but are

 

not limited to, title insurance premiums and recording fees. Fees

 

and costs do not include amounts paid to cover costs incurred to

 

process the mortgage loan application, to obtain an appraisal, or

 

to receive a credit report.

 

     (g) Refuse to permit an examination or investigation by the

 

commissioner of the books and affairs of the licensee or

 

registrant, or has refused or failed, within a reasonable time, to

 


furnish any information or make any report that may be required by

 

the commissioner under this act.

 

     (h) To be convicted of a felony, or any misdemeanor of which

 

an essential element is fraud.

 

     (i) Refuse or fail to pay, within a reasonable time, those

 

expenses assessed to the licensee or registrant under this act.

 

     (j) Fail to make restitution after having been ordered to do

 

so by the commissioner or an administrative agency, or fail to make

 

restitution or pay damages to persons injured by the licensee's or

 

registrant's business transactions after having been ordered to do

 

so by a court.

 

     (k) Fail to make a mortgage loan in accordance with a written

 

commitment to make a mortgage loan issued to, and accepted by, a

 

person when the person has timely and completely satisfied all the

 

conditions of the commitment before the expiration of the

 

commitment.

 

     (l) Require a prospective borrower to deal exclusively with the

 

licensee or registrant in regard to a mortgage loan application.

 

     (m) Take a security interest in real property before closing

 

the mortgage loan to secure payment of fees assessed in connection

 

with a mortgage loan application.

 

     (n) Except as provided under section 18e, knowingly permit a

 

person to violate an order that has been issued under this act or

 

any other financial licensing act that prohibits that person from

 

being employed by, an agent of, or a control person of the licensee

 

or registrant.

 

     (o) Fail to disclose to each mortgage loan applicant, at the

 


time the person applies for a mortgage loan, whether the licensee

 

or registrant may assign, sell, or transfer the servicing of the

 

mortgage loan at any time while the mortgage loan is outstanding.

 

     (p) Fail to notify a borrower of any assignment, sale, or

 

other transfer of the servicing of the borrower's mortgage loan by

 

the licensee or registrant, by providing written notice that meets

 

all of the following:

 

     (i) Except as provided in subparagraph (ii) or subsection (2),

 

is delivered to the borrower at least 15 days before the effective

 

date of the transfer of the servicing of the mortgage loan.

 

     (ii) Except as provided in subsection (2), is delivered to the

 

borrower not more than 30 days after the effective date of the

 

transfer of the servicing of the mortgage loan if the transfer is

 

the result of any of the following:

 

     (A) Termination of the contract for servicing the mortgage

 

loan for cause.

 

     (B) Commencement of bankruptcy proceedings by or against the

 

licensee or registrant servicing the mortgage loan.

 

     (C) Commencement by the commissioner of conservatorship

 

proceedings under section 32 against the licensee or registrant

 

servicing the mortgage loan before the transfer.

 

     (iii) Includes all of the following information:

 

     (A) The effective date of transfer of the servicing.

 

     (B) The name, address, and a toll-free or collect-call

 

telephone number of the transferee of the servicing.

 

     (C) A name of and a toll-free or collect-call telephone number

 

for an employee or a department of the licensee or registrant that

 


is the transferor of the servicing that the borrower may contact to

 

ask questions or obtain information relating to the transfer of the

 

servicing of the borrower's mortgage loan.

 

     (D) The name of and a toll-free or collect-call telephone

 

number for an employee or a department of the person that is the

 

transferee of the servicing that the borrower may contact to ask

 

questions or obtain information relating to the transfer of the

 

servicing of the borrower's mortgage loan.

 

     (E) The date on which the licensee or registrant that is

 

servicing the mortgage loan before the transfer will cease to

 

accept payments relating to the mortgage loan and the date on which

 

the transferee will begin to accept those payments.

 

     (F) Any information concerning the effect the transfer may

 

have, if any, on the terms of or the continued availability of

 

mortgage life or disability insurance or any other type of optional

 

insurance and what action, if any, the borrower must take to

 

maintain coverage.

 

     (G) A statement that the transfer of the servicing of the

 

mortgage loan does not affect any term or condition of the

 

borrower's mortgage or any other security instruments executed by

 

the borrower in connection with the mortgage loan, other than terms

 

directly related to the servicing of the mortgage loan.

 

     (q) Fail to notify a borrower of any assignment, sale, or

 

other transfer of the servicing of the borrower's mortgage loan to

 

a licensee or registrant, by providing written notice that meets

 

all of the following:

 

     (i) Except as provided in subparagraph (ii) or subsection (2),

 


is delivered to the borrower at least 15 days after the effective

 

date of the transfer of the servicing of the mortgage loan.

 

     (ii) Except as provided in subsection (2), is delivered to the

 

borrower not more than 30 days after the effective date of the

 

transfer of the servicing of the mortgage loan if the transfer is

 

the result of any of the following:

 

     (A) Termination of the contract for servicing the mortgage

 

loan for cause.

 

     (B) Commencement of bankruptcy proceedings by or against the

 

licensee or registrant servicing the loan.

 

     (C) Commencement by the commissioner of conservatorship

 

proceedings under section 32 against the licensee or registrant

 

servicing the mortgage loan after the transfer.

 

     (iii) Includes all of the following information:

 

     (A) The effective date of transfer of the servicing.

 

     (B) The name, address, and a toll-free or collect-call

 

telephone number of the transferor of the servicing.

 

     (C) A name of and a toll-free or collect-call telephone number

 

for an employee or a department of the licensee or registrant that

 

is the transferee of the servicing that the borrower may contact to

 

ask questions or obtain information relating to the transfer of the

 

servicing of the borrower's mortgage loan.

 

     (D) The name of and a toll-free or collect-call telephone

 

number for an employee or a department of the person that is the

 

transferor of the servicing that the borrower may contact to ask

 

questions or obtain information relating to the transfer of the

 

servicing of the borrower's mortgage loan.

 


     (E) The date on which the person that was servicing the

 

mortgage loan before the transfer will cease to accept payments

 

relating to the mortgage loan and the date on which the licensee or

 

registrant will begin to accept those payments.

 

     (F) Any information concerning the effect the transfer may

 

have, if any, on the terms of or the continued availability of

 

mortgage life or disability insurance or any other type of

 

optional insurance and what action, if any, the borrower must

 

take to maintain coverage.

 

     (G) A statement that the transfer of the servicing of the

 

mortgage loan to the licensee or registrant does not affect any

 

term or condition of the borrower's mortgage or any other security

 

instruments executed by the borrower in connection with the

 

mortgage loan, other than terms directly related to the servicing

 

of the mortgage loan.

 

     (2) Subsection (1)(p)(i) and (ii) does not apply to any

 

assignment, sale, or other transfer of the servicing of a mortgage

 

loan if the licensee or registrant making the mortgage loan

 

provides written notice of the transfer to the borrower at the

 

closing of the mortgage loan that meets the requirements of

 

subsection (1)(p)(iii). Subsection (1)(q)(i) and (ii) does not apply to

 

any assignment, sale, or other transfer of the servicing of a

 

mortgage loan to a licensee or registrant if the person making the

 

mortgage loan provides written notice of the transfer to the

 

borrower at the closing of the mortgage loan that meets the

 

requirements of subsection (1)(q)(iii).

 

     Sec. 31. (1) Whether or not a person seeks damages or has an

 


adequate remedy at law, any person, prosecutor, or the attorney

 

general may bring an action, including a class action, to do any of

 

the following:

 

     (a) Obtain a declaratory judgment that a method, act, or

 

practice is a violation of this act.

 

     (b) Obtain an injunction against a person who is engaging in

 

or is about to engage in a method, act, or practice that violates

 

this act.

 

     (c) Except as limited by subsection (2), recover actual

 

damages resulting from a violation of this act, other than a

 

violation of section 22(1)(o), (p), or (q), or $250.00, whichever

 

is greater, together with reasonable attorney fees and the costs of

 

bringing the action.

 

     (d) Recover actual damages resulting from a violation of

 

section 22(1)(o), (p), or (q), or $1,500.00, whichever is greater,

 

together with reasonable attorney fees and the costs of bringing

 

the action.

 

     (2) If the licensee or registrant establishes by a

 

preponderance of the evidence that the failure to comply with the

 

act was not willful, intentional, or the result of gross or wanton

 

negligence, the amount recovered pursuant to subsection (1)(c)

 

shall not exceed actual damages.

 

     Enacting section 1. This amendatory act takes effect July 31,

 

2010.